Gene E. Price
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Edward Price was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1993. Gene had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - July 8, 2019
GENE E. PRICE FINANCIAL SERVICES
March 30, 2012 - December 2, 2014
GRADIENT SECURITIES, LLC
March 19, 2012 - December 31, 2014
GRADIENT ADVISORS, LLC
June 2, 2010 - March 22, 2012
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
December 2, 2008 - May 2, 2011
KALOS MANAGEMENT
December 2, 2008 - June 8, 2010
KALOS CAPITAL, INC.
January 9, 2008 - October 30, 2008
SICOR SECURITIES INC
February 28, 2005 - December 31, 2007
THE O.N. EQUITY SALES COMPANY
February 23, 2005 - December 31, 2007
ON INVESTMENT MANAGEMENT CO
June 12, 2002 - January 12, 2005
WADDELL & REED
June 12, 2002 - January 12, 2005
WADDELL & REED
October 10, 2001 - May 31, 2002
SUNSET FINANCIAL SERVICES, INC.
August 2, 2001 - May 31, 2002
SUNSET FINANCIAL SERVICES, INC.
July 31, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 30, 1999 - July 24, 2001
EQUITABLE ADVISORS, LLC
March 11, 1996 - August 20, 1997
CULLUM & SANDOW SECURITIES, INC.
October 4, 1993 - August 21, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
GENE E. PRICE FINANCIAL SERVICES
CRD#: 174021 / SEC#:
Contact information
Red Flags
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