Christopher S. Mclaren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Scott Mclaren, who also goes by Chris Mclaren, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2016 - December 12, 2019
CONSCIOUS LIFE PLANNING
January 31, 2008 - April 1, 2016
RESONATE ADVISORS, INC.
October 3, 2007 - March 31, 2016
VALMARK ADVISERS, INC.
October 2, 2007 - March 31, 2016
VALMARK SECURITIES, INC.
October 26, 2004 - October 1, 2007
CETERA ADVISORS LLC
October 25, 2004 - October 1, 2007
CETERA ADVISORS LLC
October 14, 2003 - September 22, 2004
PARK AVENUE SECURITIES LLC
February 10, 2003 - September 22, 2004
PARK AVENUE SECURITIES LLC
December 20, 2001 - October 31, 2002
IDS LIFE INSURANCE COMPANY
December 20, 2001 - October 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
August 28, 1993 - November 9, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONSCIOUS LIFE PLANNING
CRD#: 282758 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
