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Christopher Scott Mclaren

CRD# 2392869·Registered 1993 - 2019
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Scott Mclaren, who also goes by Chris Mclaren, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1993 - 2019. Christopher had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Mclaren

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CONSCIOUS LIFE PLANNING·CRD# 282758
RIA
Cincinnati, OH
May 2, 2016 - December 12, 2019
RESONATE ADVISORS, INC.·CRD# 120941
RIA
Cincinnati, OH
January 31, 2008 - April 1, 2016
VALMARK ADVISERS, INC.·CRD# 108050
RIA
Cincinnati, OH
October 3, 2007 - March 31, 2016
VALMARK SECURITIES, INC.·CRD# 31243
BD
Cincinnati, OH
October 2, 2007 - March 31, 2016
CETERA ADVISORS LLC·CRD# 10299
RIA
Cincinnati, OH
October 26, 2004 - October 1, 2007
CETERA ADVISORS LLC·CRD# 10299
BD
Cincinnati, OH
October 25, 2004 - October 1, 2007
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
West Chester, OH
October 14, 2003 - September 22, 2004
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
New York, NY
February 10, 2003 - September 22, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 20, 2001 - October 31, 2002
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 20, 2001 - October 31, 2002
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
August 28, 1993 - November 9, 2001

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Current Firm

CL
CONSCIOUS LIFE PLANNING

CONSCIOUS LIFE PLANNING

CRD#: 282758

Contact Information

Main Address

Cincinnati, OH

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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