Douglas S. Johnston
Professional summary
Douglas Stuart Johnston, who also goes by Doug Johnston, Douglas Stuart Johnston, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in San Francisco, California.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1993. Douglas has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Stuart Johnston's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2022 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 555 California Street 14th Floor, San Francisco, CA 94104October 11, 2013 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
October 5, 2011 - September 13, 2013
TCADVISORS NETWORK INC.
January 13, 2004 - February 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 1997 - April 23, 1998
A. G. EDWARDS & SONS, INC.
June 30, 1995 - April 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 26, 1994 - June 13, 1995
UBS FINANCIAL SERVICES INC.
December 21, 1993 - February 17, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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