Ronald L. Kersey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Laverne Kersey, who also goes by Ron Kersey, Ronald Kersey, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1993. Ronald had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2007 - September 27, 2010
NATIONWIDE SECURITIES, LLC
August 30, 2005 - October 31, 2007
ALLSTATE FINANCIAL SERVICES, LLC
April 5, 2004 - September 21, 2005
GUNNALLEN FINANCIAL, INC
October 28, 2002 - December 31, 2003
W.C. SMITH & COMPANY, INC.
February 15, 2000 - October 29, 2002
THE LEADERS GROUP, INC.
October 29, 1997 - February 23, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 31, 1997 - August 14, 1997
OSAIC WEALTH, INC.
January 16, 1997 - October 20, 1997
IFG NETWORK SECURITIES, INC.
July 18, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
December 14, 1993 - June 7, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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