Paul F. Amann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Francis Amann, ChFC®, CLU® was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2014 - December 18, 2014
ERNST & YOUNG INVESTMENT ADVISERS LLP
February 6, 2003 - May 14, 2003
GUNNALLEN FINANCIAL, INC
February 4, 2003 - February 27, 2003
GRAYSON FINANCIAL LLC
June 7, 2001 - October 25, 2001
GRAYSON FINANCIAL LLC
March 25, 1999 - May 10, 2001
NEBRASKA HUDSON COMPANY, INC.
June 17, 1997 - September 15, 1998
AMERICAN INVESTMENT SERVICES, INC.
March 26, 1997 - June 19, 1997
M.S. FARRELL & COMPANY, INC.
November 19, 1996 - January 29, 1997
PARAGON CAPITAL MARKETS, INC.
Primary Firm SEC Registration
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ERNST & YOUNG INVESTMENT ADVISERS LLP
CRD#: 110921 / SEC#: 801-48596
Contact information
SEC notice filing (52 States and Territories)
Red Flags
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