Jonathan E. Bloom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Edward Bloom was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1981. Jonathan had worked at 18 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 1992 - January 30, 1993
ASSET SECURITIES CORPORATION
July 15, 1991 - September 5, 1991
BARBER & BRONSON INCORPORATED
January 15, 1991 - June 21, 1991
JOSEPHTHAL & CO., INC.
March 20, 1989 - November 27, 1989
NETWORK 1 FINANCIAL SECURITIES INC.
March 14, 1988 - March 14, 1989
ALLIED CAPITAL GROUP, INC.
July 1, 1987 - March 9, 1988
MORGAN GLADSTONE & CO. INC.
May 16, 1986 - May 22, 1987
BRADSTREET CAPITAL, INC.
February 18, 1986 - May 5, 1986
ROTHSCHILD EQUITY MANAGEMENT GROUP, INC.
January 17, 1986 - February 12, 1986
BLACKSTOCK & CO., INC.
October 28, 1985 - January 6, 1986
BROOKS WEINGER ROBBINS & LEEDS INC.
October 15, 1985 - October 22, 1985
GENERAL AMERICAN SECURITIES, INC.
March 26, 1985 - September 30, 1985
R.H. STEWART & CO., INC.
August 16, 1984 - February 21, 1985
UNITED CAPITAL CORPORATION
June 22, 1984 - July 30, 1984
MIDLAND WALWYN CAPITAL CORPORATION
November 7, 1983 - June 6, 1984
EMPIRE NATIONAL SECURITIES, INCORPORATED
March 22, 1983 - October 11, 1983
H. BURCKHARDT & COMPANY, INC.
July 19, 1982 - April 9, 1983
ARCH W. ROBERTS & CO.
August 13, 1981 - August 10, 1982
MARSHALL AND MEYER BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1974
Registered Representative ExaminationSeries 40
Date: 1/22/1977
Registered Principal ExaminationCurrent Firm
ASSET SECURITIES CORPORATION
CRD#: 20816 / SEC#: , 8-38444
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
