Amy L. Henley
Professional summary
Amy Longo Henley, who also goes by Amy Eleanor Henley, Amy Eleanor Longo, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in South Glastonbury, Connecticut and VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Amy has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Longo Henley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 23, 2022 - Present
VOYA RETIREMENT ADVISORS, LLC
Office #2: One Orange Way, Windsor, CT 06095September 23, 2022 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, A1s, Windsor, CT 06095December 21, 2010 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: One Orange Way, A1s, Windsor, CT 06095August 8, 2022 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095September 23, 2022 - July 12, 2023
VOYA FINANCIAL PARTNERS, LLC
February 22, 2013 - February 8, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
February 21, 2013 - July 1, 2017
SLD AMERICA EQUITIES, INC.
December 21, 2010 - July 1, 2017
DIRECTED SERVICES LLC
July 30, 2010 - October 3, 2016
VOYA RETIREMENT ADVISORS, LLC
November 10, 2004 - July 1, 2017
VOYA FINANCIAL PARTNERS, LLC
October 4, 1993 - December 31, 2002
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2022)
(10/23/2024)
Exams
FINRA
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/15/2026 | ||
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
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