Amy L. Henley

VOYA RETIREMENT ADVISORS

South Glastonbury, CT

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CRD#: 2392027

Professional summary

Amy Longo Henley, who also goes by Amy Eleanor Henley, Amy Eleanor Longo, is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in South Glastonbury, Connecticut and VOYA FINANCIAL ADVISORS, INC. located in Windsor, Connecticut.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Amy has worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Eleanor Henley | Amy Eleanor Longo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Guardianship including Rental Property FBO Quintin and Brenna Henley; 39192 Barracuda Court Avon, NC 27915; Guardianship with Rental Property; 3/1/2018; 10; 0; Guardian and POA FBO Quintin and Brenna Henley. Oversee and assist with property and asset management company, maintain books and records. Report status of the financial estate to Probate Courts (NC and CT).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Longo Henley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2022 - Present

VOYA RETIREMENT ADVISORS, LLC

Office #2: One Orange Way, Windsor, CT 06095

RIA

CRD#: 3989

South Glastonbury, CT

Current

September 23, 2022 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: One Orange Way, A1s, Windsor, CT 06095

RIA

CRD#: 2882

Windsor, CT

Current

December 21, 2010 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: One Orange Way, A1s, Windsor, CT 06095

RIA

CRD#: 2882

Windsor, CT

Current

August 8, 2022 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: One Orange Way, Windsor, CT 06095

CRD#: 34815

Windsor, CT

Past

September 23, 2022 - July 12, 2023

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

February 22, 2013 - February 8, 2014

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

CRD#: 19242

WINDSOR, CT

Past

February 21, 2013 - July 1, 2017

SLD AMERICA EQUITIES, INC.

CRD#: 36259

WINDSOR, CT

Past

December 21, 2010 - July 1, 2017

DIRECTED SERVICES LLC

CRD#: 21675

WINDSOR, CT

Past

July 30, 2010 - October 3, 2016

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Past

November 10, 2004 - July 1, 2017

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 4, 1993 - December 31, 2002

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Connecticut
(9/23/2022)

Connecticut
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/21/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/23/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/28/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/1/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/27/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989 / SEC#: 801-57963, 8-14495

RIA

Registered Investment Advisory firm - SEC (9/25/2000 Approved)

Terminated by SEC on 11/29/2016

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Contact information

Main Address

One Orange Way, Windsor, CT 06095

Mailing Address

Phone number

(860) 580-2817

Established

New Jersey since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

116

SEC notice filing (52 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VOYA RETIREMENT ADVISORS, LLC PART 2A BROCHURE (3/12/2025)

Direct owners and executive officers

Name	Position	CRD#
VOYA INSTITUTIONAL PLAN SERVICES, LLC	SOLE MEMBER OF APPLICANT
GORDON, REGINA AVERY	CHIEF COMPLIANCE OFFICER	3173644
HULTGREN, KRISTIN HENDERSON	CFO / FINOP	5506534
NICHOLS, JAMES LUTHER IV	MANAGING DIRECTOR	5237805

Regulatory assets under management

Total Number of Accounts	13,160
AUM (Assets Under Management)	$ 30,885,140,490

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Amy L. Henley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Longo Henley's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.

SLD AMERICA EQUITIES, INC.

DIRECTED SERVICES LLC

VOYA RETIREMENT ADVISORS, LLC

VOYA FINANCIAL PARTNERS, LLC

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

VOYA RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2024

Series 65

Date: 9/23/2022

Series 66

Date: 10/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1999

Series 6

Date: 10/1/1993

Series 4

Date: 6/27/2000

Series 24

Date: 11/24/1999

FINRA

Current Firm

VOYA RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

VOYA RETIREMENT ADVISORS, LLC

TRUST BUT VERIFY

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