Kristopher A. Gilboy
Professional summary
Kristopher Allen Gilboy is a registered financial professional currently at RAINMAKER SECURITIES, LLC located in New York, New York.
Kristopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Kristopher has worked at 5 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 7, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristopher Allen Gilboy's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2019 - Present
RAINMAKER SECURITIES, LLC
January 31, 2011 - January 5, 2018
PEAK6 CAPITAL MANAGEMENT LLC
February 27, 1995 - January 22, 1998
HAPOALIM SECURITIES USA, INC.
October 5, 1994 - January 31, 1995
ING FINANCIAL MARKETS LLC
August 27, 1993 - June 3, 1994
DICKINSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2020)
(5/15/2020)
(7/25/2022)
(5/12/2020)
(6/21/2019)
(2/24/2022)
(7/2/2020)
(7/2/2020)
(8/20/2020)
(11/30/2021)
(10/12/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 7/11/2011
Proprietary Trader Qualification ExaminationFINRA
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
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