Anjanette Pena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anjanette Pena, who also goes by Anjanette Pena Kallas, Anjie Kallas, Anjanette T Pena, Anjanette Tanedo Pena, was a registered financial professional .
Anjanette is a previously registered financial professional and started their career in finance in 1994. Anjanette had worked at 6 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2017 - September 24, 2024
T. ROWE PRICE ASSOCIATES, INC.
July 26, 2016 - June 29, 2026
T. ROWE PRICE INVESTMENT SERVICES, INC.
October 4, 2013 - May 23, 2016
THOMASPARTNERS, INC.
June 19, 2012 - November 26, 2013
QUANTUM CAPITAL MANAGEMENT
June 21, 2011 - December 16, 2011
BRIGHTON JONES LLC
January 1, 1994 - November 20, 1996
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
