Jennifer M. Preston
Professional summary
Jennifer Marquis Preston, who also goes by Jennifer Marguis Preston, Jennifer Marquis Smith, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado and ARES MANAGEMENT CAPITAL MARKETS LLC located in Denver, Colorado.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 1993. Jennifer has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Marquis Preston's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2019 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 1200 17th Street Suite #2900, Denver, CO 80202April 8, 2024 - Present
ARES MANAGEMENT CAPITAL MARKETS LLC
Office #1: 1200 17th Street - Suite 2900, Denver, CO 80202August 10, 2004 - January 8, 2007
TEACHERS PERSONAL INVESTORS SERVICES, INC.
May 2, 2001 - March 12, 2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 19, 1993 - December 22, 2000
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
