Kevin J. Cress

NESTEGGS

Soutlake, TX

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CRD#: 2391628

Professional summary

Kevin John Cress is a registered financial advisor currently at NESTEGGS, INC. located in Soutlake, Texas.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kevin has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Cress's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2022 - Present

NESTEGGS, INC.

RIA

CRD#: 133507

Soutlake, TX

Past

July 11, 2019 - December 31, 2020

THE CLASS ADVISOR, INC.

RIA

CRD#: 298009

GRAPEVINE, TX

Past

June 27, 2007 - September 30, 2010

HEWITT INVESTMENT GROUP LLC

RIA

CRD#: 110162

NORWALK, CT

Past

January 27, 2003 - November 28, 2006

401(K) INVESTMENT ADVISORS

RIA

CRD#: 116606

AUSTIN, TX

Past

November 24, 2000 - November 28, 2006

401(K) INVESTMENT SERVICES, INC.

CRD#: 31150

AUSTIN, TX

Past

September 7, 1993 - February 27, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NESTEGGS, INC.

NESTEGGS RETIREMENT PLAN SERVICES, INC. | NESTEGGS, INC.

CRD#: 133507 / SEC#: 801-63869

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

Florida

Registered Investment Advisory firm - (2/25/2005 Terminated)

Ohio

Registered Investment Advisory firm - (1/6/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/19/2022)

IAR

Texas
(3/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/2/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 4/28/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NESTEGGS, INC.

NESTEGGS RETIREMENT PLAN SERVICES, INC. | NESTEGGS, INC.

CRD#: 133507 / SEC#: 801-63869

RIA

Registered Investment Advisory firm - (2/10/2005 Approved)

Florida

Registered Investment Advisory firm - (2/25/2005 Terminated)

Ohio

Registered Investment Advisory firm - (1/6/2024 Terminated)

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Contact information

Main Address

10407 Centurion Parkway North Suite 126, Jacksonville, FL 32256

Mailing Address

Phone number

(904) 348-3131

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NESTEGGS 2025 WRAP FEE PROGRAM BROCHURE FOR RETAIL CLIENTS (3/25/2025)

NESTEGGS 2025 FIRM BROCHURE FOR PLAN CLIENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 724,718,727

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Cress

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Cress's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CLASS ADVISOR, INC.

HEWITT INVESTMENT GROUP LLC

401(K) INVESTMENT ADVISORS

401(K) INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

NESTEGGS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2003

Series 63

Date: 12/1/2000

Series 7

Date: 11/22/2000

Series 24

Date: 9/2/2004

Series 8

Date: 4/28/1995

Current Firm

NESTEGGS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NESTEGGS, INC.

TRUST BUT VERIFY

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