Richard J. Bowling

ISC ADVISORS

Grand Rapids, MI

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CRD#: 2391561

Professional summary

Richard James Bowling, who also goes by Rick Bowling, is a registered financial advisor currently at ISC ADVISORS, INC. located in Grand Rapids, Michigan and INSTITUTIONAL SECURITIES CORPORATION located in Grand Rapids, Michigan.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Richard has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Bowling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Rental Property in Cape Coral, Florida, not investment related, the address is 3157 Cape Harbour Dr., Cape Coral, Florida, owners Rick and Kay Bowling, expected start date is Feb 03 2025, less than 1 hour a month devoted to the activity during and outside of office hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Bowling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2016 - Present

ISC ADVISORS, INC.

RIA

CRD#: 166586

Grand Rapids, MI

Current

March 11, 2016 - Present

INSTITUTIONAL SECURITIES CORPORATION

CRD#: 20291

Grand Rapids, MI

Past

October 29, 2010 - April 6, 2016

MORGAN STANLEY

RIA

CRD#: 149777

GRAND RAPIDS, MI

Past

June 1, 2009 - April 6, 2016

MORGAN STANLEY

CRD#: 149777

GRAND RAPIDS, MI

Past

April 23, 2001 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

GRAND RAPIDS, MI

Past

July 19, 1996 - April 24, 2001

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

January 14, 1994 - July 18, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

January 14, 1994 - April 29, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/9/2025)

IAR

Florida
(2/14/2025)

Michigan
(3/11/2016)

IAR

Michigan
(3/24/2016)

North Carolina
(5/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/27/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/13/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Bowling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Bowling's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL SECURITIES CORPORATION

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2010

Series 63

Date: 1/13/1994

SIE

Date: 10/1/2018

Series 31

Date: 4/27/2005

Series 7

Date: 10/1/1998

Series 6

Date: 1/13/1994

FINRA

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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