Donna A. Keoppel
Professional summary
Donna Alison Keoppel, who also goes by Donna Keoppel, is a registered financial professional currently at BROOKFIELD PRIVATE ADVISORS LLC located in New York, New York.
Donna is registered as a RR (Registered Representative) and started their career in finance in 2005. Donna has worked at 3 firms and has passed the Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donna Alison Keoppel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2026 - Present
BROOKFIELD PRIVATE ADVISORS LLC
Office #1: Brookfield Place 225 Liberty Street 8th Floor, New York, NY, 10281-1048October 20, 2022 - June 1, 2026
OCM INVESTMENTS, LLC
January 21, 2005 - September 28, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BROOKFIELD PRIVATE ADVISORS LLC
CRD#: 151423 / SEC#: , 8-68370
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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