Lori A. Mondello

USAA INVESTMENT SERVICES COMPANY

Valrico, FL

CRD#: 2391479

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Professional summary

Lori Anne Mondello, who also goes by Laura Binkley, Lori Anne Binkley, Laura Anne Mondello, Laura Mondello, is a registered financial advisor currently at USAA INVESTMENT SERVICES COMPANY located in Valrico, Florida.

Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lori has worked at 19 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Binkley | Lori Anne Binkley | Laura Anne Mondello | Laura Mondello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2024 - Present

USAA INVESTMENT SERVICES COMPANY

Office #3: 9527 Delaney Creek Blvd, Tampa, FL 33619

RIA

CRD#: 5475

Valrico, FL

Current

November 8, 2024 - Present

USAA INVESTMENT SERVICES COMPANY

Office #2: 9527 Delaney Creek Blvd, Tampa, FL 33619

RIA

CRD#: 5475

PALMETTO, FL

Past

December 19, 2023 - October 17, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

December 19, 2023 - October 17, 2024

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Past

August 19, 2022 - December 20, 2023

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

TAMPA, FL

Past

August 23, 2021 - December 20, 2023

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

TAMPA, FL

Past

January 7, 2020 - August 2, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

January 6, 2020 - August 2, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 11, 2018 - January 2, 2020

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

BRADENTON, FL

Past

April 25, 2018 - January 2, 2020

HANCOCK WHITNEY INVESTMENT SERVICES INC.

RIA

CRD#: 40637

BRADENTON, FL

Past

December 18, 2014 - March 21, 2018

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Tampa, FL

Past

April 22, 2014 - December 1, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

PONTE VEDRA BEACH, FL

Past

April 8, 2014 - December 1, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

PONTE VEDRA BEACH, FL

Past

April 7, 2014 - December 1, 2014

TD AMERITRADE, INC.

CRD#: 7870

PONTE VEDRA BEACH, FL

Past

October 17, 2012 - April 9, 2014

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

JACKSONVILLE, FL

Past

October 19, 2011 - April 8, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Past

March 23, 2011 - October 10, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

ORLANDO, FL

Past

January 14, 2011 - October 10, 2011

LPL FINANCIAL LLC

CRD#: 6413

ORLANDO, FL

Past

November 7, 2008 - January 26, 2011

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

ORLANDO, FL

Past

October 17, 2008 - January 26, 2011

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

ORLANDO, FL

Past

June 26, 2008 - October 17, 2008

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ORLANDO, FL

Past

June 24, 2008 - October 17, 2008

EQUITABLE ADVISORS, LLC

CRD#: 6627

ORLANDO, FL

Past

January 17, 2008 - April 10, 2008

COUNTRYWIDE INVESTMENT SERVICES, INC.

RIA

CRD#: 103919

WINTER SPRINGS, FL

Past

January 8, 2008 - April 10, 2008

COUNTRYWIDE INVESTMENT SERVICES, INC.

CRD#: 103919

WINTER SPRINGS, FL

Past

April 30, 2007 - September 11, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

April 27, 2007 - September 11, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Past

June 21, 2004 - June 12, 2006

COLONIAL ASSET MANAGEMENT INC

RIA

CRD#: 108950

ORLANDO, FL

Past

June 7, 2004 - June 12, 2006

COLONIAL BROKERAGE, INC.

CRD#: 111668

MONTGOMERY, AL

Past

March 17, 2004 - May 4, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 19, 2003 - March 3, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ORLANDO, FL

Past

September 11, 2003 - March 3, 2004

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

October 8, 2002 - February 20, 2003

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ORLANDO, FL

Past

October 3, 2002 - February 20, 2003

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 28, 2000 - February 21, 2002

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

April 3, 1995 - November 17, 2000

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 21, 1994 - March 15, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 16, 1993 - August 5, 1994

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY

CRD#: 5475 / SEC#: 801-126328, 8-41241

RIA

Registered Investment Advisory firm - SEC (8/3/2022 Approved)

Arizona

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Colorado

Registered Investment Advisory firm - SEC (8/24/2022 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/13/2024)

Alaska
(11/13/2024)

Arizona
(11/20/2024)

Arkansas
(11/12/2024)

California
(11/8/2024)

Colorado
(11/12/2024)

Connecticut
(11/12/2024)

Delaware
(11/18/2024)

District of Columbia
(11/15/2024)

Florida
(11/12/2024)

IAR

Florida
(11/12/2024)

Georgia
(11/12/2024)

Hawaii
(11/12/2024)

Idaho
(11/12/2024)

Illinois
(11/18/2024)

Indiana
(11/12/2024)

Iowa
(11/12/2024)

Kansas
(11/12/2024)

Kentucky
(11/15/2024)

Louisiana
(11/15/2024)

Maine
(11/12/2024)

Maryland
(11/21/2024)

Massachusetts
(11/12/2024)

Michigan
(11/12/2024)

Minnesota
(11/12/2024)

Mississippi
(11/13/2024)

Missouri
(11/8/2024)

Montana
(11/12/2024)

Nebraska
(11/8/2024)

Nevada
(11/12/2024)

New Hampshire
(11/14/2024)

New Jersey
(11/12/2024)

New Mexico
(11/13/2024)

New York
(11/12/2024)

North Carolina
(11/15/2024)

North Dakota
(11/12/2024)

Ohio
(11/12/2024)

Oklahoma
(11/12/2024)

Oregon
(11/13/2024)

Pennsylvania
(11/12/2024)

Puerto Rico
(11/15/2024)

Rhode Island
(11/12/2024)

South Carolina
(11/13/2024)

South Dakota
(11/12/2024)

Tennessee
(11/12/2024)

IAR

Texas
(11/8/2024)

Texas
(11/10/2024)

Utah
(11/12/2024)

Vermont
(11/12/2024)

Virgin Islands
(11/13/2024)

Virginia
(11/12/2024)

Washington
(11/12/2024)

West Virginia
(11/14/2024)

Wisconsin
(11/11/2024)

Wyoming
(11/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/24/2018

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/11/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 12/18/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT MANAGEMENT CO. | USAA WEALTH MANAGEMENT | USAA INVESTMENTS | USAA INVESTMENT SERVICES COMPANY | USAA INVESTMENT MANAGEMENT COMPANY

CRD#: 5475 / SEC#: 801-126328, 8-41241

RIA

Registered Investment Advisory firm - SEC (8/3/2022 Approved)

Arizona

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Colorado

Registered Investment Advisory firm - SEC (8/24/2022 Terminated)

Florida

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Texas

Registered Investment Advisory firm - SEC (8/19/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Mailing Address

9800 Fredericksburg Road, San Antonio, TX 78288-0227

Phone number

(800) 531-7960

Established

Delaware since 09/01/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

152

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

ISCO PART2A INVESTMENT SERVICES BROCHURE MAY 2025 (5/29/2025)

ISCO FOMR ADV PART 2B BROCHURE SUPPLEMENT MARCH 2025 (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
USAA INVESTMENT CORPORATION (PARENT CO.)	SHAREHOLDER
BEALL, KEVIN DOUGLAS	VICE PRESIDENT, DIRECTOR	4202452
ECK, FRANK THOMAS IV	SECRETARY	7979835
FLORES, JENNIFER MARGRET	FINOP AND PRINCIPAL FINANCIAL OFFICER	4175069
HANKS, KARE ELIZABETH	DIRECTOR, VICE PRESIDENT	2883762
MUIR, JAMES DYER	CHIEF COMPLIANCE OFFICER	2801996
PEREZ-ROSSELLO, MADELINE IVETTE	ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER	4033239
STORK, MARY ELIZABETH	DIRECTOR	2960253
WHITE, WILLIAM SWEENEY	PRESIDENT, VICE-CHAIRMAN, DIRECTOR	4843743

Disclosures

Regulatory Event	1
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lori A. Mondello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Lori Anne Mondello's CRS (Customer Relationship Summary).

Certified licenses

Experience

USAA INVESTMENT SERVICES COMPANY

MORGAN STANLEY

MORGAN STANLEY

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

HANCOCK WHITNEY INVESTMENT SERVICES INC.

MERCER GLOBAL ADVISORS INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

COUNTRYWIDE INVESTMENT SERVICES, INC.

COUNTRYWIDE INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

COLONIAL ASSET MANAGEMENT INC

COLONIAL BROKERAGE, INC.

CHARLES SCHWAB & CO., INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE HUNTINGTON INVESTMENT COMPANY

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

USAA INVESTMENT SERVICES COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 5/24/2018

Series 65

Date: 5/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1993

Series 8

Date: 12/18/1995

FINRA

Current Firm

USAA INVESTMENT SERVICES COMPANY

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

USAA INVESTMENT SERVICES COMPANY

TRUST BUT VERIFY

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