Thomas R. Koehler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Richard Koehler, who also goes by Tom Koehler, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2012 - December 31, 2016
ZENITH PORTFOLIO STRATEGIES, LLC
April 26, 2007 - December 15, 2010
FREED ADVISORS
May 18, 2005 - December 1, 2005
PNC WEALTH MANAGEMENT LLC
November 19, 2003 - May 20, 2005
LPL FINANCIAL LLC
January 1, 1999 - November 19, 2003
RIGGS SECURITIES INC.
November 24, 1993 - October 24, 1996
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
ZENITH PORTFOLIO STRATEGIES, LLC
CRD#: 157438 / SEC#:
Contact information
Red Flags
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