Thomas M. Mccormack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Mccormack, who also goes by Michael Mccormack, Mike Mccormack, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2010 - January 19, 2021
OWNERSHIP ADVISORS, INC.
March 8, 2010 - October 25, 2010
LPL FINANCIAL LLC
March 5, 2010 - October 25, 2010
LPL FINANCIAL LLC
November 4, 2008 - March 5, 2010
PRUCO SECURITIES, LLC.
September 8, 2008 - March 5, 2010
PRUCO SECURITIES, LLC.
November 29, 1993 - February 17, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Exams
Current Firm
OWNERSHIP ADVISORS, INC.
CRD#: 109801 / SEC#: 801-55910
Contact information
Red Flags
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