James J. Bolger
Professional summary
James John Bolger is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James John Bolger's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008June 30, 2008 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
May 10, 2005 - June 27, 2008
BNP PARIBAS SECURITIES CORP.
April 11, 2003 - March 31, 2005
J.P. MORGAN SECURITIES LLC
December 4, 2000 - April 11, 2003
BNP PARIBAS SECURITIES CORP.
May 12, 1998 - November 29, 2000
UBS FINANCIAL SERVICES INC.
December 20, 1993 - May 1, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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