Pamela R. Raben
Professional summary
Pamela R Raben, who also goes by Pam Mooney, Pamela R Mooney, Pamela Ruth Mooney, Pan Mooney, Pam Raben, is a registered financial advisor currently at HEXAGON CAPITAL PARTNERS, LLC located in Rogers, Arkansas.
Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Pamela has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela R Raben's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2021 - Present
HEXAGON CAPITAL PARTNERS, LLC
Office #1: 2107 S 54th Street, Rogers, AR 72758July 9, 2012 - December 4, 2019
MORGAN STANLEY
July 9, 2012 - December 4, 2019
MORGAN STANLEY
July 5, 2004 - July 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 1993 - July 18, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HEXAGON CAPITAL PARTNERS, LLC
CRD#: 305850 / SEC#: 801-117628
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/16/2021)
Exams
Current Firm
HEXAGON CAPITAL PARTNERS, LLC
CRD#: 305850 / SEC#: 801-117628
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,173 |
| AUM (Assets Under Management) | $ 872,100,000 |
Red Flags
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Company Information
HEXAGON CAPITAL PARTNERS, LLC
CRD#: 305850Rogers, AR 72758TRUST BUT VERIFY
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