Richard P. Reagan

REAGAN COMPANIES ASSET MANAGEMENT,

Marcellus, NY 13108

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CRD#: 2391015

Professional summary

Richard Paul Reagan, CFP® is a registered financial advisor currently at REAGAN COMPANIES ASSET MANAGEMENT, INC located in Marcellus, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Reagan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

March 24, 2016 - Present

REAGAN COMPANIES ASSET MANAGEMENT, INC

Office #1: 8 E Main Street, Marcellus, NY 13108

RIA

CRD#: 161648

Marcellus, NY

Past

March 18, 1994 - December 31, 2015

CADARET, GRANT & CO., INC.

CRD#: 10641

MARCELLUS, NY

Past

December 8, 1993 - March 18, 1994

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REAGAN COMPANIES ASSET MANAGEMENT, INC

REAGAN COMPANIES ASSET MANAGEMENT, INC | REAGAN INVESTMENT MANAGEMENT

CRD#: 161648 / SEC#: 801-78452

RIA

Registered Investment Advisory firm - (8/26/2013 Approved)

New York

Registered Investment Advisory firm - (3/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/24/2016)

IAR

New York
(3/4/2021)

IAR

Texas
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/1999

General Securities Principal Examination

Current Firm

REAGAN COMPANIES ASSET MANAGEMENT, INC

REAGAN COMPANIES ASSET MANAGEMENT, INC | REAGAN INVESTMENT MANAGEMENT

CRD#: 161648 / SEC#: 801-78452

RIA

Registered Investment Advisory firm - (8/26/2013 Approved)

New York

Registered Investment Advisory firm - (3/10/2014 Terminated)

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Contact information

Main Address

8 E Main Street, Marcellus, NY 13108

Mailing Address

Po Box 193, Marcellus, NY 13108

Phone number

(315) 673-2094

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	1,890
AUM (Assets Under Management)	$ 992,298,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Richard P. Reagan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Paul Reagan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

LIFEMARK SECURITIES CORP.

Primary Firm SEC Registration

REAGAN COMPANIES ASSET MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1993

SIE

Date: 12/31/2015

Series 7

Date: 2/27/1999

Series 6

Date: 10/19/1993

Series 24

Date: 7/23/1999

Current Firm

REAGAN COMPANIES ASSET MANAGEMENT, INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REAGAN COMPANIES ASSET MANAGEMENT, INC

TRUST BUT VERIFY

Contact information

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