Bruce E. Brugler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Evan Brugler was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1993. Bruce had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2011 - December 17, 2012
PRESIDIO MERCHANT PARTNERS LLC
November 16, 2004 - October 22, 2008
PRESIDIO CAPITAL ADVISORS, LLC
November 16, 2004 - October 3, 2016
PRESIDIO CAPITAL ADVISORS LLC
November 16, 2004 - September 3, 2010
PRESIDIO CAPITAL ADVISORS, LLC
March 4, 2004 - December 13, 2004
LEHMAN BROTHERS INC.
March 4, 2004 - December 13, 2004
LEHMAN BROTHERS INC.
August 18, 2003 - March 18, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 18, 2003 - March 18, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 25, 2000 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
October 1, 1997 - August 20, 2003
BANC OF AMERICA SECURITIES LLC
September 3, 1993 - October 1, 1997
MONTGOMERY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESIDIO MERCHANT PARTNERS LLC
CRD#: 46473 / SEC#: , 8-51431
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRESIDIO FINANCIAL PARTNERS LLC DBA THE PRESIDIO GROUP LLC | SHAREHOLDER | |
| COBB, BRODIE LYLE | CEO, CCO | 2286448 |
| COLLINS, ELIZABETH SARAH | FINOP |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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