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LD

Lena J. Dalbey

LINK SECURITIES LLC
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 2390918
LD

Professional summary


Lena J Dalbey, who also goes by Lena K Jensen, Lena Jensen, is a registered financial professional currently at LINK SECURITIES LLC located in Scottsdale, Arizona.

Lena is registered as a RR (Registered Representative) and started their career in finance in 1993. Lena has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lena K Jensen | Lena Jensen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lena J Dalbey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 20, 2010 - Present

LINK SECURITIES LLC

Office #1: 17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255Office #2: 17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255
BD
CRD#: 144095
Scottsdale, AZ
Past

March 5, 2002 - September 5, 2002

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

October 1, 1997 - April 6, 2000

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

May 22, 1997 - October 1, 1997

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

September 29, 1993 - May 5, 1997

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/20/2010)
RR
California
(1/20/2010)
RR
New York
(11/15/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 12/21/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LINK SECURITIES LLC
ALARE CAPITAL SECURITES, LLC | LINK SECURITIES LLC | JDB CAPITAL SECURITIES LLC | ALARE CAPITAL SECURITIES, LLC

CRD#: 144095 / SEC#: , 8-67641

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255
Mailing Address
17767 N Scottsdale Road Suite 300, Scottsdale, AZ 85255
Phone number
(833) 244-5465
Established
Delaware since 01/11/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
DALBEY, LENA JCEO & CCO2390918
COLLINS, ELIZABETH SARAHFNOP4714831
TAYLOR, TRACY DONALDREGISTERED DESIGNATED PRINCIPAL1257628

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LINK SECURITIES LLC

CRD#: 144095Scottsdale, AZ 85255

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