Taoufik Chiadmi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Taoufik Chiadmi, who also goes by Alex Chiadmi, was a registered financial professional .
Taoufik is a previously registered financial professional and started their career in finance in 1993. Taoufik had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1996 - October 26, 1999
MERIT CAPITAL ASSOCIATES, INC.
March 15, 1995 - February 28, 1996
PARAGON CAPITAL MARKETS, INC.
January 5, 1994 - March 25, 1994
AMERICORP SECURITIES, INC.
October 22, 1993 - December 17, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIT CAPITAL ASSOCIATES, INC.
CRD#: 30576 / SEC#: , 8-45013
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
