David R. Pringle

PNC WEALTH MANAGEMENT

Lone Tree, CO 80124-8400

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CRD#: 2390867

Professional summary

David Reid Pringle Jr., who also goes by Dave Reid Pringle, David Reid Pringle Jr., Dj Pringle, David Reid Pringle Jr, David Reid Pringle, David Pringle, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Lone Tree, Colorado.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 05/15/2025 - Investments at Blue - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading 2- 05/15/2025 - Pringle Project Group - Real Estate Rental - Investment Related - Scottsdale, AZ - Start Date 05/24/2023 - 8 hours per month/ 0 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Reid Pringle Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Reid Pringle Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2026 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 9001 Kimmer Dr, Lone Tree, CO 80124-8400Office #2: 550 S Wadsworth Blvd, Lakewood, CO 80226Office #3: 14185 W Colfax Dr, Golden, CO 80401Office #4: 1940 S Kipling Pkwy, Lakewood, CO 80227

RIA

CRD#: 129052

Lone Tree, CO

Current

July 23, 2026 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 9001 Kimmer Dr, Lone Tree, CO 80124-8400Office #2: 550 S Wadsworth Blvd, Lakewood, CO 80226Office #3: 14185 W Colfax Dr, Golden, CO 80401Office #4: 1940 S Kipling Pkwy, Lakewood, CO 80227

RIA

CRD#: 129052

Lone Tree, CO

Past

May 15, 2025 - August 3, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

BROOMFIELD, CO

Past

May 15, 2025 - August 3, 2026

LPL FINANCIAL LLC

CRD#: 6413

BROOMFIELD, CO

Past

August 5, 2020 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Broomfield, CO

Past

August 5, 2020 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Broomfield, CO

Past

July 8, 2019 - August 10, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ENGLEWOOD, CO

Past

June 17, 2019 - August 10, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

ENGLEWOOD, CO

Past

December 8, 2017 - June 19, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

GOLDEN, CO

Past

December 8, 2017 - June 19, 2019

LPL FINANCIAL LLC

CRD#: 6413

GOLDEN, CO

Past

April 10, 2012 - December 15, 2017

BOK FINANCIAL SECURITIES, INC.

RIA

CRD#: 17530

DENVER, CO

Past

April 10, 2012 - December 15, 2017

BOK FINANCIAL SECURITIES, INC.

CRD#: 17530

DENVER, CO

Past

March 16, 2010 - April 9, 2012

BANCWEST INVESTMENT SERVICES, INC.

RIA

CRD#: 29357

CENTENNIAL, CO

Past

March 15, 2010 - April 9, 2012

BANCWEST INVESTMENT SERVICES, INC.

CRD#: 29357

CENTENNIAL, CO

Past

April 4, 2007 - February 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HUTTO, TX

Past

April 4, 2007 - February 10, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HUTTO, TX

Past

August 10, 2005 - April 2, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ROUND ROCK, TX

Past

August 10, 2005 - April 2, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ROUND ROCK, TX

Past

September 10, 2003 - June 29, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 10, 2003 - June 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 9, 2003 - June 29, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/23/2026)

IAR

Colorado
(7/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722

Mailing Address

1900 E. 9th Street 17th Floor, Cleveland, OH 44114

Phone number

(800) 762-6111

Established

Delaware since 09/17/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,585

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PORTFOLIO SOLUTIONS (10/17/2025)

PNC DIRECTIONS (10/17/2025)

GUIDED SOLUTIONS (10/17/2025)

PORTFOLIO SOLUTIONS STRATEGIST (10/17/2025)

CAPITAL DIRECTIONS ANNUITIES (10/17/2025)

CAPITAL DIRECTIONS (10/17/2025)

Direct owners and executive officers

Name	Position	CRD#
PNC BANK, NATIONAL ASSOCIATION	PARENT
BARNHART, TODD MARTIN	BOARD OF MANAGERS	6166298
FLYNN, SEAN	CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS	2790159
GUERRINI, RICHARD ROBERT	PRESIDENT, CEO, BOARD OF MANAGERS	1990015
HOLODINSKI, JOHN PAUL	BOARD OF MANAGERS	2494707
MITCHELL, JESSICA	BOARD OF MANAGERS	6624246
RAMOS, REGIS RESENDE	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	5205169
RICHARDSON, MARGARET MARY	CHIEF OPERATING OFFICER/BOARD OF MANAGERS	6002933
RODGERS, STEPHANIE ELIZABETH	BOARD OF MANAGERS & SECRETARY	6004741
SANTILLO, ROBERT WILSON	BOARD OF MANAGERS	5379581
SCHAFER, DAVID JOSEPH	CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	1368781
THOMPSON, LEIGH CHASE	CHIEF LEGAL OFFICER	6534162
WEIDNER, KIMBERLY LYNN	CHIEF RISK OFFICER & BOARD OF MANAGERS	4080314

Regulatory assets under management

Total Number of Accounts	157,533
AUM (Assets Under Management)	$ 26,533,775,810

Disclosures

Regulatory Event	13
Arbitration	6

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/08/2026	Cover Page	Report
10/28/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David R. Pringle

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Reid Pringle Jr.'s CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David Reid Pringle Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BOK FINANCIAL SECURITIES, INC.

BOK FINANCIAL SECURITIES, INC.

BANCWEST INVESTMENT SERVICES, INC.

BANCWEST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2003

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2003

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PNC WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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