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Christopher Matthew Cunningham

CRD# 2390800·Registered 1993 - 2011
Barred: Christopher Matthew Cunningham was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Matthew Cunningham, who also goes by Chris Cunningham, Christopher Cunningham, was a registered financial advisor. Christopher was a previously registered financial advisor and started their career in finance 1993 - 2011. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Cunningham, Christopher Cunningham

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

FULCRUM ADVISORY SERVICES, LLC·CRD# 131777
RIA
Reston, VA
November 13, 2009 - July 7, 2011
FULCRUM SECURITIES, LLC·CRD# 140084
BD
Reston, VA
November 13, 2009 - July 7, 2011
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Alexandria, VA
June 13, 2005 - November 11, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Alexandria, VA
June 13, 2005 - November 11, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Washington, DC
February 12, 1999 - June 8, 2005
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
December 7, 1998 - June 8, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 6, 1993 - December 23, 1998

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Current Firm

FA
FULCRUM ADVISORY SERVICES, LLC

FULCRUM ADVISORY SERVICES, INC. | OFK ADVISORY SERVICES,INC. | FULCRUM ADVISORY SERVICES, LLC

CRD#: 131777 / SEC#: 801-65303

Contact Information

Main Address

11975 Westline Industrial Drive, St. Louis, MO 63146

Documents

Latest Form ADV

Part 2 Brochures

2016 FULCRUM ADVISORY SERVICES, LLC - BROCHURE (6/6/2016)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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