Christopher M. Cunningham
Professional summary
Christopher Matthew Cunningham was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Christopher had worked at 5 firms, which includes FULCRUM ADVISORY SERVICES LLC, FULCRUM SECURITIES LLC, WELLS FARGO CLEARING SERVICES LLC, MORGAN STANLEY DW INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2009 - July 7, 2011
FULCRUM ADVISORY SERVICES, LLC
November 13, 2009 - July 7, 2011
FULCRUM SECURITIES, LLC
June 13, 2005 - November 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 13, 2005 - November 11, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 12, 1999 - June 8, 2005
MORGAN STANLEY DW INC.
December 7, 1998 - June 8, 2005
MORGAN STANLEY DW INC.
October 6, 1993 - December 23, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FULCRUM ADVISORY SERVICES, LLC
CRD#: 131777 / SEC#: 801-65303
Contact information
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