Brian F. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Francis Kennedy, who also goes by Brian F Kennedy, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1993. Brian had worked at 9 firms and has passed the Series 66, Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2011 - March 20, 2012
WILSON BENNETT CAPITAL MANAGEMENT INC
January 28, 2009 - March 15, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 27, 2006 - December 12, 2008
FBR INVESTMENT SERVICES, INC.
January 1, 2004 - June 12, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 4, 2000 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
May 5, 2000 - June 12, 2006
TIAA-CREF TRUST COMPANY, FSB
May 27, 1998 - October 30, 1998
FIRST FUND DISTRIBUTORS, INC.
August 12, 1997 - March 27, 1998
FIDELITY BROKERAGE SERVICES LLC
October 11, 1993 - August 5, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILSON BENNETT CAPITAL MANAGEMENT INC
CRD#: 107092 / SEC#: 801-40215
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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