Eric J. Studer
Professional summary
Eric John Studer, who also goes by Rick John Studer, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newtown, Pennsylvania and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newtown, Pennsylvania.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric John Studer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2011 - Present
PGIM INVESTMENTS LLC
September 21, 2011 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 11, 2011 - September 19, 2011
GUGGENHEIM INVESTMENTS
March 11, 2011 - September 19, 2011
GUGGENHEIM DISTRIBUTORS, LLC
May 1, 2010 - February 17, 2011
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - February 17, 2011
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 6, 2005 - May 7, 2010
BOFA ADVISORS, LLC
June 3, 1997 - May 1, 2010
BOFA DISTRIBUTORS, INC.
March 3, 1997 - June 4, 1997
INVESCO CAPITAL MARKETS, INC.
November 2, 1993 - January 20, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
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Visual representation of state registrations
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(12/14/2011)
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Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
