Sandra J. Alexander

MODERN WEALTH MANAGEMENT

CALABASAS, CA 91301

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CRD#: 2390681

Professional summary

Sandra J Alexander, who also goes by Sandra J Alexander, Sandra Joanne Alexander, Sandra J Haeussler, Sandra Joanne Haeussler, Sandra Joanne Suter, Sandy Suter, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Calabasas, California.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Sandra has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILLIAMS SONOMA. NOT INVESTMENT REALTED. 120 S WESTLAKE BLVD, STE A-1, WESTLAKE VILLAGE, CA 91362. RETAIL STORE. EMPLOYEE. ASSIST WITH SALES OF MERCHANDISE AND CASHIERING. 16-20 HOURS A MONTH MAY VARY DURING HOLIDAY TIMES. NO HOURS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra J Alexander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2025 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 27001 Agoura Rd Suite 150, Calabasas, CA 91301

RIA

CRD#: 324624

CALABASAS, CA

Past

November 3, 2023 - January 4, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CALABASAS, CA

Past

November 3, 2023 - January 4, 2024

OSAIC WEALTH, INC.

CRD#: 23131

CALABASAS, CA

Past

November 18, 2022 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

CALABASAS, CA

Past

November 18, 2022 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

CALABASAS, CA

Past

June 21, 2021 - July 11, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SIMI VALLEY, CA

Past

June 21, 2021 - July 11, 2022

LPL FINANCIAL LLC

CRD#: 6413

SIMI VALLEY, CA

Past

September 14, 2020 - July 2, 2021

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SHERMAN OAKS, CA

Past

May 7, 2020 - July 2, 2021

PRUCO SECURITIES, LLC.

CRD#: 5685

SHERMAN OAKS, CA

Past

August 28, 2014 - January 9, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

August 20, 2014 - January 9, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE VILLAGE, CA

Past

June 13, 2011 - May 6, 2013

EDWARD JONES

RIA

CRD#: 250

THOUSAND OAKS, CA

Past

June 1, 2011 - May 6, 2013

EDWARD JONES

CRD#: 250

THOUSAND OAKS, CA

Past

June 30, 2010 - June 7, 2011

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

THOUSAND OAKS, CA

Past

June 1, 2009 - June 9, 2010

MORGAN STANLEY

CRD#: 149777

THOUSAND OAKS, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

THOUSAND OAKS, CA

Past

March 31, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

THOUSAND OAKS, CA

Past

April 18, 2005 - February 8, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

November 4, 2004 - April 18, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 21, 1999 - September 15, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/30/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1998

General Securities Representative Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sandra J. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra J Alexander's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2011

Series 63

Date: 6/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1998

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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