JA
Joseph A. Auteri
EAGLE STRATEGIES LLC
APOLLO BEACH, FL
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CRD#: 2390615
JA
Professional summary
Joseph Angelo Auteri, who also goes by Joe Auteri, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Apollo Beach, Florida and NYLIFE SECURITIES LLC located in Villanova, Pennsylvania.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Auteri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; INVESTMENT RELATED;INSURANCE BROKER; START DATE 05/2003] [DREXEL UNIVERSITY LE BOW COLLEGE OF BUSINESS; 555 E. CITY AEVNUE, BALA CYNWYD, PA 19004; ADJUNCT PROFESSOR / TEACHER - PROFESSOR; WAGES; 2515 GARRETT ROAD DREXEL HILL, PA 19026; OWNER; 10 HOURS A WEEK; NON INVESTMENT RELATED] [RAMSEY EDUCATIONAL DEVELOPMENT INSTITUTE; NON-PROFIT ORGANIZATION; DIRECTOR; COMPENSATION: NONE; 555 E. CITY AVENUE, BALA CYNWYD, PA 19004; 610-660-7671; 2 HOURS QUARTERLY] [OPERATING UNDER THE DBA NAME OF TRADECRAFT FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS and hold his outside brokerage account held at Fidelity; INVESTMENT RELATED; OWNER; APOLLO BEACH FL; START DATE: 04/2019] [Cryptocurrency Investment; I will invest a small amount of money ($1,000) as a passive investment in a Crypto Currency and a FOREX Currency.; 1833 Montgomery Avenue Villanova, PA 19085-1816; Start Date 05/2020; Role/Title: Owner; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; passive investor] [Ripple Labs; Ripple Labs is a technology company that builds and designs payment systems for the banking industry.; San Francisco, CA; Start Date 04/2022; Role/Title: Investor; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; passive investor]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Angelo Auteri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2001 - Present
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
APOLLO BEACH, FL
Current
October 10, 1994 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
VILLANOVA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/26/1995)
RR
Colorado(10/27/2022)
RR
Delaware(11/9/2022)
RR
Florida(10/1/2012)
IAR
Florida(1/9/2025)
RR
Georgia(9/10/2015)
RR
Illinois(6/7/2019)
RR
Maine(10/4/2022)
RR
Maryland(11/16/2022)
RR
Massachusetts(2/11/2020)
RR
Minnesota(9/2/2022)
RR
New Jersey(10/19/1994)
RR
New York(9/8/2022)
RR
Pennsylvania(10/10/1994)
RR
Texas(9/2/2022)
IAR
Texas(9/14/2022)
RR
Vermont(9/21/2022)
RR
Virginia(10/25/2022)
RR
Washington(6/12/2023)
RR
Wisconsin(9/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
