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Donavan Anthony Thomas

CRD# 2390440·Registered 1993 - 2026
Previously Registered: Being a previously registered professional could mean that Donavan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donavan Anthony Thomas, who also goes by Donavan Anthony Thomas, Donavan Thomas, Donavan A Thomas, was a registered financial advisor. Donavan was a previously registered financial professional and started their career in finance 1993 - 2026. Donavan had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donavan Anthony Thomas, Donavan Thomas, Donavan A Thomas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Brooklyn, NY
March 18, 2020 - July 6, 2026
ALLSTATE FINANCIAL ADVISORS, LLC·CRD# 109524
RIA
Brooklyn, NY
March 5, 2020 - July 6, 2026
PFS INVESTMENTS INC.·CRD# 10111
RIA
Brooklyn, NY
October 1, 2018 - October 12, 2018
PFS INVESTMENTS INC.·CRD# 10111
BD
Brooklyn, NY
October 1, 2018 - December 31, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Brooklyn, NY
October 1, 2012 - October 14, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Brooklyn, NY
October 1, 2012 - October 14, 2016
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Brooklyn, NY
September 19, 2006 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Brooklyn, NY
September 18, 2006 - October 1, 2012
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
RIA
West Hempstead, NY
October 20, 2004 - July 22, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
October 20, 2004 - July 22, 2005
QUICK & REILLY, INC.·CRD# 11217
RIA
Hemstead, NY
August 29, 2002 - October 20, 2004
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
July 11, 2002 - October 20, 2004
BNY MELLON SECURITIES CORPORATION·CRD# 231
BD
New York, NY
October 14, 1993 - June 25, 2002

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Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508-1380

Mailing Address

Po Box 83271, Lincoln, NE 68501-3271

Phone Number

(877) 232-2142

Established

Delaware since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER—
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP6357880
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISINTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DONAVAN THOMAS POSITION: Owner NATURE: Investment rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2007 ADDRESS: 450 Quincy Street, Brooklyn NY 11221, United States DESCRIPTION: Collect rents and maintain property.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1993About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2023About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2023About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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