Matthew B. Goff
THE GOFF FINANCIAL GROUP
Houston, TX 77046
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CRD#: 2390431
Professional summary
Matthew Beshara Goff, who also goes by Matthew B Goff, Matthew Goff, is a registered financial advisor currently at THE GOFF FINANCIAL GROUP located in Houston, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Biography
As a fee-only Registered Investment Advisor and fiduciary, we specialize in managing portfolios for long-term investors with a minimum portfolio size of $500,000. For over 24 years, we have provided our clients with a balanced approach to managing their investment. Our clients’ financial goals are our highest priority.
We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. Unlike many other firms, all of our services are provided strictly on a fee-only basis, we are legally obligated to act as a fiduciary to put your interests first, and you always have direct access to the investment manager for your accounts as opposed to a sales agent.
Question & Answer
What are your service offerings?
Trust is a popular word. You h...
As an experienced financial ad...
Clients choose to work with us...
ü Puts their interest first
ü Takes the time to understand...
ü Offers unbiased advice that ...
ü Takes a fundamental approach...
We deliver investment manageme...
ü Retirement income planning t...
Do you have an area of expertise or specialization?
AUM
Baby Boomers
Business Owners
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Are you a "fiduciary"?
Yes
Aliases
Matthew B Goff | Matthew Goff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF NEW PARK CAPITAL GROUP, LLC; 3 TO 5 HOURS PER MONTH SPENT ON THIS BUSINESS
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Beshara Goff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2013 - Present
THE GOFF FINANCIAL GROUP
Office #1: 11 Greenway Plaza Suite 1425, Houston, TX 77046RIA
CRD#: 114796
Houston, TX
Past
October 10, 1994 - February 2, 1998
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Past
November 13, 1993 - December 1, 1993
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
October 16, 1993 - October 29, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE GOFF FINANCIAL GROUP
MATTHEW B. GOFF, REGISTERED INVESTMENT ADVISOR | THE GOFF FINANCIAL GROUP | MATTHEW GOFF, REGISTERED INVESTMENT ADVISOR | MATTHEW GOFF INVESTMENT ADVISOR, LLC | MATTHEW GOFF INVESTMENT ADVISOR | MATTHEW GOFF
CRD#: 114796 / SEC#: 801-62129
RIA
Registered Investment Advisory firm - (6/19/2003 Approved)Texas
Registered Investment Advisory firm - (5/18/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/24/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
THE GOFF FINANCIAL GROUP
MATTHEW B. GOFF, REGISTERED INVESTMENT ADVISOR | THE GOFF FINANCIAL GROUP | MATTHEW GOFF, REGISTERED INVESTMENT ADVISOR | MATTHEW GOFF INVESTMENT ADVISOR, LLC | MATTHEW GOFF INVESTMENT ADVISOR | MATTHEW GOFF
CRD#: 114796 / SEC#: 801-62129
RIA
Registered Investment Advisory firm - (6/19/2003 Approved)Texas
Registered Investment Advisory firm - (5/18/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11 Greenway Plaza Suite 1425, Houston, TX 77046
Mailing Address
Po Box 22128, Houston, TX 77227-2128
Phone number
(713) 850-8900
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 639 |
| AUM (Assets Under Management) | $ 572,591,176 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
