Robert B. Wall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Benton Wall, who also goes by Robert Wall, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 1 firm and has passed the Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2003 - December 31, 2022
TEAKWOOD FINANCIAL ADVISORS, INC.
January 1, 1994 - December 31, 2002
TEAKWOOD FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/10/1993
Non-Member General Securities ExaminationCurrent Firm
TEAKWOOD FINANCIAL ADVISORS, INC.
CRD#: 114298 / SEC#: 801-71718
Contact information
Regulatory assets under management
| Total Number of Accounts | 100 |
| AUM (Assets Under Management) | $ 80,078,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
