TJ
Todd J. Jessop
LIFEMARK SECURITIES
Churchville, NY
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CRD#: 2390338
TJ
Professional summary
Todd Jerome Jessop, who also goes by Todd J Jessop, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Churchville, New York.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Todd has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd J Jessop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AXIOM PLANNING, LLC,INVESTMENT RELATED, 819 SANFORD RD, SOUTH, CHURCHVILLE, NY 14428, SALES & MARKETING OF FINANCIAL SERVICES (FOR SECURITIES PURPOSES MARKETING NAME ONLY), SUCH AS LIFE, LTC, DISABILITY AND HEALTH INSURANCE & FIXED ANNUITIES, may include tax and business consulting, PRESIDENT, MANAGING PARTNER, BEGAN JANUARY 2004, 40/HRS PER MO & 10/HRS PER MO DURING TRADING HRS/SALES & SERVICE OF INSURANCE PRODUCTS LISTED ABOVE / INSURANCE BROKER/AGENT, INVESTMENT RELATED, SAME LOCATION AS ABOVE, INDEPENDENT INSURANCE AGENT, BEGAN DECEMBER 2003, INFO BASICALLY SAME AS ABOVE/ RENTAL PROPERTY, PART TIME FARMING ON MY PROPERTY
CRS (Client Relationship Summary) - RIA
Click below to view Todd Jerome Jessop's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Jerome Jessop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Churchville, NY
Current
January 5, 2007 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Churchville, NY
Past
December 19, 2003 - October 6, 2006
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
CHURCHVILLE, NY
Past
September 14, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
September 14, 1993 - January 16, 2004
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/4/2007)
RR
Massachusetts(4/2/2014)
RR
New York(1/5/2007)
IAR
New York(8/23/2021)
RR
South Carolina(4/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
