David R. Whitehouse
Professional summary
David Robert Whitehouse, who also goes by David R Whitehouse, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Robert Whitehouse's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165October 19, 2022 - September 26, 2024
IFM (US) SECURITIES, LLC
August 22, 2011 - December 19, 2011
APOLLO GLOBAL SECURITIES, LLC
June 4, 2003 - November 5, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 13, 1996 - December 20, 2002
MORGAN STANLEY & CO. LLC
October 18, 1993 - March 21, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
Exams
Series 7TO
Date: 10/19/2022
General Securities Representative ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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