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JH

Joseph Mark Haykov

CRD# 2390217·Registered 1995 - 2014
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Mark Haykov, who also goes by Joe Haykov, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1995 - 2014. Joseph had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Haykov

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

VOGUE CAPITAL MANAGEMENT LLC·CRD# 148665
BD
Sunny Isles Beach, FL
August 27, 2009 - December 1, 2014
RBC CMA LTD·CRD# 121263
BD
Sunnt Isles, FL
April 15, 2003 - February 9, 2007
RBC CAPITAL MARKETS CORPORATION·CRD# 6579
BD
Sunny Isle, FL
July 28, 1995 - February 9, 2007

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Current Firm

VC
VOGUE CAPITAL MANAGEMENT LLC

VOGUE CAPITAL MANAGEMENT LLC

CRD#: 148665 / SEC#: 8-68050
BD
Terminated by SEC on 11/29/2014

Contact Information

Established

Delaware since 08/21/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HAYKOV, JOSEPH MARKMANAGING MEMBER, COO, AML-CO, CCO, CEO2390217
HIGSON, EMILY ROSSCFO/FINOP4982311

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2000

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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