Steven G. Tix
Professional summary
Steven Gustav Tix, who also goes by Steven G Tix, is a registered financial professional currently at COHEN & STEERS SECURITIES, LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1993. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Gustav Tix's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2023 - Present
COHEN & STEERS SECURITIES, LLC
Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036June 9, 2022 - May 9, 2023
THORNBURG SECURITIES LLC
February 5, 2020 - May 2, 2022
FS INVESTMENT SOLUTIONS, LLC
September 1, 2011 - January 21, 2020
NUVEEN ASSET MANAGEMENT, LLC
February 2, 2004 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
January 23, 2004 - January 15, 2020
NUVEEN SECURITIES, LLC
August 18, 1999 - February 3, 2004
UBS FINANCIAL SERVICES INC.
April 6, 1999 - February 3, 2004
UBS FINANCIAL SERVICES INC.
October 4, 1993 - March 10, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/23/2023)
(5/23/2023)
(5/23/2023)
Exams
FINRA
Current Firm
COHEN & STEERS SECURITIES, LLC
CRD#: 29258 / SEC#: , 8-44123
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
