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Kenneth Alan Benedict

Kenneth Alan Benedict

CFP®
KESTRA ADVISORY SERVICES
Genoa, NV
·CRD# 2390009·33 years experience

Professional Summary

Kenneth Alan Benedict, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Genoa, Nevada and KESTRA INVESTMENT SERVICES, LLC located in Genoa, Nevada. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Kenneth has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 8 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2009

Years of Experience

33 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1. Genoa, NV2. 3323 Old Conejo Rd, Newbury Park, CA 91320
October 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
1. Genoa, NV2. 3323 Old Conejo Rd, Newbury Park, CA 91320
October 3, 2023 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Newbury Park, CA
September 1, 2023 - October 8, 2023
OSAIC WEALTH, INC.·CRD# 23131
BD
Newbury Park, CA
September 1, 2023 - October 8, 2023
OSAIC SERVICES, INC.·CRD# 133763
BD
Newbury Park, CA
December 5, 2015 - September 1, 2023
OSAIC SERVICES, INC.·CRD# 133763
RIA
Newbury Park, CA
December 2, 2015 - September 1, 2023
PURE FINANCIAL ADVISORS, LLC·CRD# 144316
RIA
Woodland Hills, CA
February 25, 2015 - December 7, 2015
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Encino, CA
July 2, 2013 - February 4, 2015
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Encino, CA
June 26, 2013 - February 4, 2015
ONE CAPITAL MANAGEMENT, LLC·CRD# 114861
RIA
Westlake Village, CA
February 14, 2011 - June 10, 2013
DAAT ASSET MANAGEMENT·CRD# 141469
RIA
Westlake Village, CA
July 21, 2008 - February 3, 2011
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Laguna Hills, CA
July 8, 1997 - September 10, 2002
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
March 22, 1994 - September 10, 2002
MONTANO SECURITIES CORPORATION·CRD# 7887
BD
Orange, CA
October 13, 1993 - April 7, 1994

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: FINANCIAL POINTE POSITION: Owner/Officer NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: KENNETH BENEDICT - ENROLLED AGENT POSITION: Enrolled Agent NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320 DESCRIPTION: Enrolled Agent with the IRS - tax preparation and audit defense services NAME: FINANCIAL POINTE POSITION: Owner/Officer NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 3323 Old Conejo Road, Newbury Park CA 91320, United States DESCRIPTION: RR NAME: KENNETH BENEDICT POSITION: Insurance agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2015 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Help clients with insurance needs NAME: RETIREMENT PLANNING TODAY POSITION: Owner NATURE: Education INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/31/2016 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Conduct retirement planning training seminars NAME: KENNETH BENEDICT - ENROLLED AGENT POSITION: Enrolled Agent NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2022 ADDRESS: 621 Fieldstone Ct, Genoa NV 89411, United States DESCRIPTION: Enrolled Agent with the IRS - tax preparation and audit defense services NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/3/2023)
IAR
California
(10/3/2023)
RR
Delaware
(10/3/2023)
RR
Florida
(4/29/2025)
RR
Georgia
(10/3/2023)
RR
Illinois
(10/3/2023)
RR
Maine
(10/3/2023)
RR
Missouri
(6/17/2025)
RR
Nevada
(10/3/2023)
IAR
Nevada
(10/2/2025)
RR
Oregon
(4/29/2024)
RR
South Carolina
(10/3/2023)
RR
Texas
(11/16/2023)
IAR
Texas
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2008About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2013About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1995
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Alan Benedict's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Kenneth Alan Benedict
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