Mark D. Lencke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark David Lencke was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1993. Mark had worked at 6 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2013 - December 31, 2016
ARMADA ADVISORS
June 20, 2008 - January 30, 2013
MARK D. LENCKE, REGISTERED INVESTMENT ADVISER
January 25, 1999 - April 21, 1999
SPELMAN & CO., INC.
July 31, 1995 - November 24, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 1994 - June 30, 1995
QUEST CAPITAL STRATEGIES, INC.
October 28, 1993 - October 19, 1994
MONTANO SECURITIES CORPORATION
Primary Firm SEC Registration
ARMADA ADVISORS
CRD#: 150416 / SEC#: 801-120409
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARMADA ADVISORS
CRD#: 150416 / SEC#: 801-120409
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 801 |
| AUM (Assets Under Management) | $ 168,330,387 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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