Roberto E. Donovan

TOSS SECURITIES US LLC

NEW YORK, NY 10001

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CRD#: 2389987

Professional summary

Roberto Ettore Donovan is a registered financial professional currently at TOSS SECURITIES US LLC located in New York, New York.

Roberto is registered as a RR (Registered Representative) and started their career in finance in 1993. Roberto has worked at 15 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 9, Series 10, Series 27, Series 53, Series 24, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roberto Ettore Donovan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2025 - Present

TOSS SECURITIES US LLC

Office #1: 1250 Broadway Suite 2601, New York, NY 10001

CRD#: 333338

NEW YORK, NY

Past

September 12, 2023 - October 24, 2023

COMPOSER SECURITIES LLC

CRD#: 325118

Fort Lauderdale, FL

Past

May 19, 2023 - November 27, 2023

ORTEX SECURITIES LLC

CRD#: 322213

NEW YORK, NY

Past

June 9, 2022 - September 19, 2022

PLANNER SECURITIES LLC

CRD#: 36866

Fort Lauderdale, FL

Past

June 23, 2021 - September 19, 2022

VESTFI INC.

CRD#: 312624

MIAMI, FL

Past

February 18, 2021 - July 23, 2021

PASSFOLIO SECURITIES, LLC

CRD#: 299874

SAN FRANCISCO, CA

Past

March 4, 2019 - June 28, 2019

ST INVEST LLC

CRD#: 297470

NASHVILLE, TN

Past

October 14, 2017 - August 3, 2018

SIXTEEN SECURITIES, INC.

CRD#: 104025

SOUTH MIAMI, FL

Past

November 29, 2005 - October 25, 2016

ALLY INVEST SECURITIES LLC

CRD#: 136131

CHARLOTTE, NC

Past

April 15, 2003 - July 11, 2005

OPTIONSXPRESS, INC.

CRD#: 103849

CHICAGO, IL

Past

December 21, 1999 - August 2, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 31, 1997 - November 17, 1999

SURETRADE INC.

CRD#: 43625

LINCOLN, RI

Past

February 22, 1996 - November 10, 1997

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

July 20, 1995 - March 6, 1996

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

October 21, 1993 - February 7, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/19/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 27

Date: 9/20/2010

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 7/15/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/15/1998

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/21/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 12/27/1994

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

TOSS SECURITIES US LLC

TOSS SECURITIES US LLC | TSA FINANCIAL LLC

CRD#: 333338 / SEC#: , 8-71293

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1250 Broadway Suite 2601, New York, NY 10001

Mailing Address

1250 Broadway Suite 2601, New York, NY 10001

Phone number

(561) 926-1810

Established

Delaware since 08/23/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TOSS SECURITIES AMERICAS INC.	SOLE MEMBER
DONOVAN, ROBERTO ETTORE	CHIEF COMPLIANCE OFFICER	2389987
HAGEN, RICHARD JOHN JR	CHIEF EXECUTIVE OFFICER	2185011
SILVESTRO, MICHELE ANN	FINOP, PFO, POO	6960939

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Roberto E. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Roberto Ettore Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOSER SECURITIES LLC

ORTEX SECURITIES LLC

PLANNER SECURITIES LLC

VESTFI INC.

PASSFOLIO SECURITIES, LLC

ST INVEST LLC

SIXTEEN SECURITIES, INC.

ALLY INVEST SECURITIES LLC

OPTIONSXPRESS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SURETRADE INC.

QUICK & REILLY, INC.

QUEST CAPITAL STRATEGIES, INC.

MONTANO SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/19/1993

Series 99TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 8/3/2018

Series 7

Date: 10/20/1993

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 27

Date: 9/20/2010

Series 53

Date: 7/15/2008

Series 24

Date: 4/15/1998

Series 8

Date: 8/21/1997

Series 4

Date: 12/27/1994

FINRA

Current Firm

TOSS SECURITIES US LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TOSS SECURITIES US LLC

TRUST BUT VERIFY

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