William C. Cody
Professional summary
William Christopher Cody, who also goes by Bill Cody, is a registered financial professional currently at CBOE TRADING, INC. located in Overland Park, Kansas.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Christopher Cody's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2015 - Present
CBOE TRADING, INC.
Office #1: 6800 West 115th Street Suite 260, Overland Park, KS 66211January 16, 2013 - January 13, 2015
DE ROUTE
June 1, 2006 - February 13, 2012
INSTINET, LLC
August 1, 2000 - June 1, 2006
INSTINET, LLC
June 22, 2000 - August 1, 2000
REUTERS C CORPORATION
February 2, 2000 - July 28, 2000
INSTINET FIXED INCOME INC.
February 17, 1999 - April 15, 1999
HORNOR, TOWNSEND & KENT, LLC
February 5, 1996 - March 11, 1996
NATWEST SECURITIES CORPORATION
March 12, 1994 - August 2, 1995
NATWEST INTERNATIONAL SECURITIES INC.
October 5, 1993 - February 10, 1994
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/19/2001
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CBOE TRADING, INC.
CRD#: 136734 / SEC#: , 8-67043
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CBOE SERVICES COMPANY | OWNER | |
| CHMIELEWSKI, COLE MICHAEL | PRESIDENT | 5740206 |
| GOODMAN, SYDNEY LINDEN | FINOP | 7092589 |
| ISAACSON, CHRISTOPHER ANDREW | DIRECTOR | 5015729 |
| SEXTON, JOHN PATRICK | SECRETARY | 7152089 |
| UPP, WILLIAM BRYAN | CHIEF COMPLIANCE OFFICER | 2976682 |
| WILKINSON, ALLEN LLOYD | VICE PRESIDENT | 7432624 |
| YEAZEL, TROY CHARLES | DIRECTOR | 5492474 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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