Glenn A. Aldridge
Professional summary
Glenn Alan Aldridge is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado.
Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Glenn has worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Alan Aldridge's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111October 30, 2020 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
March 15, 2019 - October 3, 2020
TD AMERITRADE, INC.
March 15, 2019 - October 3, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 13, 2019 - October 3, 2020
TD AMERITRADE, INC.
September 5, 2017 - February 8, 2019
PNC WEALTH MANAGEMENT LLC
September 1, 2017 - February 8, 2019
PNC WEALTH MANAGEMENT LLC
August 12, 2013 - August 15, 2017
J.P. MORGAN SECURITIES LLC
August 12, 2013 - August 15, 2017
J.P. MORGAN SECURITIES LLC
March 14, 2012 - March 13, 2013
MORGAN STANLEY
March 7, 2012 - March 13, 2013
MORGAN STANLEY
March 9, 2007 - May 20, 2010
AMERICAN BEACON PARTNERS, INC.
September 23, 2005 - October 2, 2006
PRUCO SECURITIES, LLC.
April 14, 2005 - October 2, 2006
PRUCO SECURITIES, LLC.
January 28, 2002 - April 18, 2005
CHAUNER SECURITIES, INC.
November 5, 1996 - August 14, 2001
WILLIAM BLAIR
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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