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RH

Robert A. Hartnagel

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CRD#: 238976
RH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Allen Hartnagel, who also goes by Hart Hartnagel, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 9 firms and has passed the Series 63, Series 27, Series 4, F04 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Hart Hartnagel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 29, 1988 - March 30, 1989

FIRST SWISS INTERNATIONAL SECURITIES CORPORATION

BD
CRD#: 7958
Past

June 28, 1988 - November 28, 1988

EQUITIES INTERNATIONAL SECURITIES, INC.

BD
CRD#: 8663
NEW YORK, NY
Past

August 22, 1987 - August 10, 1988

CITADEL CAPITAL GROUP, INC.

BD
CRD#: 12976
Past

January 13, 1986 - May 13, 1988

LANE, MCNALLY & JACKSON, INC.

BD
CRD#: 11875
Past

September 10, 1985 - January 6, 1987

INTERNATIONAL DIVERSIFIED SECURITIES CO. INC.

BD
CRD#: 16163
Past

March 14, 1985 - January 20, 1986

NORRIS & HIRSHBERG, INC.

BD
CRD#: 2929
Past

November 19, 1980 - December 27, 1983

HERETH, ORR & JONES, INC.

BD
CRD#: 7210
Past

July 31, 1978 - November 20, 1980

FIRST CITIZENS MUNICIPAL CORPORATION

BD
CRD#: 7265
Past

November 7, 1973 - June 12, 1987

COMSTOCK INVESTMENTS, INC.

BD
CRD#: 1393
FT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/17/1979
Uniform Securities Agent State Law Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/22/1989
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/1/1979
Registered Options Principal Examination
Principal/Supervisory Exam
RR
F04
Date: 3/26/1974
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 11/3/1973
General Securities Principal Examination

Current Firm

FS
FIRST SWISS INTERNATIONAL SECURITIES CORPORATION
FIRST AMERICAN INVESTMENT SECURITIES, INC. | MANTOW SECURITIES CO., INC. | FIRST SWISS INTERNATIONAL SECURITIES CORPORATION

CRD#: 7958 / SEC#: , 8-23955

BD
Cancelled by FINRA on 07/26/1990
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 02/26/1979
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST SWISS INTERNATIONAL SECURITIES CORPORATION

CRD#: 7958

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