Michael J. Ashton

ENDURING INVESTMENTS LLC

Morristown, NJ

Some features on this profile are disabled

CRD#: 2389751

Professional summary

Michael James Ashton is a registered financial advisor currently at ENDURING INVESTMENTS LLC located in Morristown, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Ashton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2012 - Present

ENDURING INVESTMENTS LLC

RIA

CRD#: 150282

Morristown, NJ

Past

December 12, 2019 - February 23, 2021

REAL ASSET STRATEGIES, LLC

RIA

CRD#: 304242

Morristown, NJ

Past

December 8, 2009 - July 21, 2010

ENDURING INVESTMENTS LLC

RIA

CRD#: 150282

HOBOKEN, NJ

Past

February 9, 2006 - March 12, 2009

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

July 3, 2001 - September 10, 2004

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

February 15, 2000 - April 20, 2001

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 26, 1996 - July 23, 1997

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

February 8, 1995 - October 1, 1996

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/29/2012)

IAR

Texas
(5/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/20/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/7/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2001

General Securities Principal Examination

Current Firm

ENDURING INVESTMENTS LLC

CRD#: 150282 / SEC#: 801-120594

RIA

Registered Investment Advisory firm - (5/26/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (5/22/2012 Approved)

Texas

Registered Investment Advisory firm - (3/12/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Morristown, NJ

Mailing Address

Phone number

(973) 457-4602

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 5,138,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Ashton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Ashton's CRS (Customer Relationship Summary).

Certified licenses

Experience

REAL ASSET STRATEGIES, LLC

ENDURING INVESTMENTS LLC

NATIXIS SECURITIES NORTH AMERICA INC.

BARCLAYS CAPITAL INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

JPMSI

State Registrations and Notice Filings

Exams

Series 63

Date: 3/27/2000

Series 3

Date: 4/20/2015

Series 7

Date: 2/7/1995

Series 24

Date: 8/20/2001

Current Firm

ENDURING INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENDURING INVESTMENTS LLC

TRUST BUT VERIFY

Similar Advisors