Theodore J. Davies

REICON WEALTH ADVISORS

Atlanta, GA 30305

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CRD#: 2389710

Professional summary

Theodore Joseph Davies, who also goes by Theodore J Davies, is a registered financial advisor currently at REICON WEALTH ADVISORS, LLC located in Atlanta, Georgia and MAVEN CAPITAL PARTNERS, LLC located in Atlanta, Georgia.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Theodore has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Theodore J Davies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Reicon Capital, LLC; investment related; 3166 Mathieson Dr NE, Atlanta, GA 30305; Investment Advisor; Managing Partner; Employee; February 2000; 30 hr/wk; 20 hr/wk during securities trading hours; responsible for finding and reviewing public and private investment opportunities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Joseph Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2021 - Present

REICON WEALTH ADVISORS, LLC

Office #1: 3166 Mathieson Drive Suite 200, Atlanta, GA 30305

RIA

CRD#: 315043

Atlanta, GA

Current

May 16, 2023 - Present

MAVEN CAPITAL PARTNERS, LLC

Office #1: 3166 Mathieson Drive Suite 200, Atlanta, GA 30305

RIA

CRD#: 300626

ATLANTA, GA

Past

March 5, 2002 - February 2, 2006

REICON SECURITIES, LLC

CRD#: 115634

ATLANTA, GA

Past

May 28, 1998 - March 15, 2000

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

November 29, 1996 - December 10, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 29, 1996 - May 20, 1998

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REICON WEALTH ADVISORS, LLC

CRD#: 315043 / SEC#: 801-128295

RIA

Registered Investment Advisory firm - (7/6/2023 Approved)

Georgia

Registered Investment Advisory firm - (12/7/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/31/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/2002

General Securities Principal Examination

Current Firm

REICON WEALTH ADVISORS, LLC

CRD#: 315043 / SEC#: 801-128295

RIA

Registered Investment Advisory firm - (7/6/2023 Approved)

Georgia

Registered Investment Advisory firm - (12/7/2023 Terminated)

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Contact information

Main Address

3166 Mathieson Drive Suite 200, Atlanta, GA 30305

Mailing Address

Phone number

(404) 328-2120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REICON WEALTH FORM ADV PART 2 (3/18/2025)

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 189,828,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Theodore J. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Joseph Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAVEN CAPITAL PARTNERS, LLC

REICON SECURITIES, LLC

ROBERTSON STEPHENS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

REICON WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2021

Series 63

Date: 1/31/1997

Series 7

Date: 11/27/1996

Series 24

Date: 2/8/2002

Current Firm

REICON WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REICON WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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