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NT

Noah H. Tenenhaus

AMERICAN CENTURY INVESTMENT SERVICES
New York, NY 10017
Some features on this profile are disabled
CRD#: 2389243
NT

Professional summary

Noah Harris Tenenhaus, CIMA®, who also goes by Noah H Tenenhaus, Noah Tenenhaus, is a registered financial professional currently at AMERICAN CENTURY INVESTMENT SERVICES INC. located in New York, New York.

Noah is registered as a RR (Registered Representative) and started their career in finance in 1994. Noah has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Noah H Tenenhaus | Noah Tenenhaus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Noah Harris Tenenhaus's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 20, 2021 - Present

AMERICAN CENTURY INVESTMENT SERVICES INC.

Office #1: 330 Madison, New York, NY 10017
BD
CRD#: 17437
New York, NY
Past

January 11, 2011 - January 19, 2021

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

September 24, 2002 - December 13, 2010

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

September 21, 2000 - December 13, 2010

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

July 8, 1998 - August 16, 2000

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

September 23, 1997 - February 25, 1998

AUGMENT SECURITIES INC.

BD
CRD#: 28373
NEW YORK, NY
Past

November 22, 1996 - September 4, 1997

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 7, 1996 - December 10, 1996

BERKSHIRE EQUITY SALES, INC.

BD
CRD#: 87
PITTSFIELD, MA
Past

February 22, 1995 - June 3, 1996

PXP SECURITIES CORP.

BD
CRD#: 22898
HARTFORD, CT
Past

July 25, 1994 - February 27, 1995

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/20/2021)
RR
Alaska
(8/20/2021)
RR
Arizona
(8/20/2021)
RR
Arkansas
(8/20/2021)
RR
California
(8/20/2021)
RR
Colorado
(8/20/2021)
RR
Connecticut
(8/20/2021)
RR
Delaware
(8/20/2021)
RR
District of Columbia
(8/20/2021)
RR
Florida
(8/20/2021)
RR
Georgia
(8/20/2021)
RR
Hawaii
(8/20/2021)
RR
Idaho
(8/20/2021)
RR
Illinois
(8/20/2021)
RR
Indiana
(8/20/2021)
RR
Iowa
(8/20/2021)
RR
Kansas
(8/20/2021)
RR
Kentucky
(8/20/2021)
RR
Louisiana
(8/20/2021)
RR
Maine
(8/20/2021)
RR
Maryland
(8/20/2021)
RR
Massachusetts
(8/20/2021)
RR
Michigan
(8/20/2021)
RR
Minnesota
(8/20/2021)
RR
Mississippi
(8/20/2021)
RR
Missouri
(8/20/2021)
RR
Montana
(8/20/2021)
RR
Nebraska
(8/20/2021)
RR
Nevada
(8/20/2021)
RR
New Hampshire
(8/20/2021)
RR
New Jersey
(8/20/2021)
RR
New Mexico
(8/20/2021)
RR
New York
(8/20/2021)
RR
North Carolina
(8/20/2021)
RR
North Dakota
(8/20/2021)
RR
Ohio
(8/22/2021)
RR
Oklahoma
(8/20/2021)
RR
Oregon
(8/20/2021)
RR
Pennsylvania
(8/20/2021)
RR
Rhode Island
(8/20/2021)
RR
South Carolina
(8/20/2021)
RR
South Dakota
(8/20/2021)
RR
Tennessee
(8/20/2021)
RR
Texas
(8/20/2021)
RR
Utah
(8/20/2021)
RR
Vermont
(8/20/2021)
RR
Virginia
(8/20/2021)
RR
Washington
(8/20/2021)
RR
West Virginia
(8/20/2021)
RR
Wisconsin
(8/20/2021)
RR
Wyoming
(8/20/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/22/2021
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 3/16/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/23/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AMERICAN CENTURY INVESTMENT SERVICES INC.
AMERICAN CENTURY BROKERAGE | TWENTIETH CENTURY SECURITIES, INC. | PLAZA SECURITIES CORPORATION | AMERICAN CENTURY INVESTMENT SERVICES, INC. | AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437 / SEC#: , 8-35220

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4500 Main Street, Kansas City, MO 64111
Mailing Address
P.o. Box 410141, Kansas City, MO 64141-0141
Phone number
(800) 345-2021
Established
Missouri since 04/18/1962
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN CENTURY COMPANIES, INC.PARENT COMPANY
LUCHINSKY, RICHARD TODDSVP, PRESIDENT2065489
PAK, JOHN DONGJINCLO3226458
REDLINE, CHERYL LOUISETREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5371811
SCHAPPERT, BRIAN JOSEPHSVP, DIRECTOR5362490
SHELTON, AMY DIANECCO2556023
SMITH, RICHARD ANDREWSVP, DIRECTOR6109979
TURNER, MICHAEL RYANDIRECTOR5469914

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437New York, NY 10017

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