Wesley W. Whitten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Wayne Whitten, who also goes by Wes Whitten, Wesley W Whitten, Wesley Whitten, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 1993. Wesley had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2023 - April 30, 2024
ENCOMPASS MORE ASSET MANAGEMENT LLC
August 8, 2014 - January 13, 2016
OSAIC SERVICES, INC.
July 30, 2014 - January 13, 2016
OSAIC SERVICES, INC.
October 18, 2011 - July 8, 2014
MSI FINANCIAL SERVICES, INC.
June 6, 2011 - July 8, 2014
MSI FINANCIAL SERVICES, INC.
June 2, 2009 - February 1, 2011
ALLSTATE FINANCIAL SERVICES, LLC
January 26, 2009 - May 27, 2009
VALIC FINANCIAL ADVISORS, INC.
December 20, 2002 - December 11, 2008
HORACE MANN INVESTORS, INC.
February 21, 2002 - January 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 12, 2000 - December 18, 2001
AMSOUTH INVESTMENT SERVICES, INC.
January 1, 1998 - July 13, 2000
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 30, 1993 - January 1, 1998
NATIONSSECURITIES
Primary Firm SEC Registration
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382 / SEC#: 801-126102
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ENCOMPASS MORE ASSET MANAGEMENT LLC
CRD#: 322382 / SEC#: 801-126102
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
