Robert Joseph Shapiro
Professional Summary
Robert Joseph Shapiro is a registered financial advisor currently at TRADEPRO SECURITIES, LLC. located in Lawrenceville, Georgia. Robert is registered as a RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AUTOSHARES | TRADEPRO SECURITIES,INC. | TRADEPRO SECURITIES, LLC. | TRADEPRO SECURITIES, INC. | SOUTHERN TRUST SECURITIES, INC. | SOUTHERN TRUST SECURITIES ASSET MANAGEMENT, INC. | PEAK EXECUTION SERVICES | CIS ASSET MANAGEMENT, INC | CAPITAL INVESTMENT SERVICES, INC.
Contact Information
Main Address
340 Congress Parkway,, Lawrenceville, GA 30044Mailing Address
340 Congress Parkway,, Lawrenceville, GA 30044Phone Number
(305) 446-4800Established
Florida since 06/10/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/1/2022)
(2/7/2023)
(12/22/2022)
(12/1/2022)
(12/1/2022)
(12/1/2022)
(12/21/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Shapiro's CRS (Customer Relationship Summary).
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