Julia B. Rabinowitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julia B Rabinowitz, who also goes by Julia Beth Rabinowitz, Julia Rabinowitz, was a registered financial professional .
Julia is a previously registered financial professional and started their career in finance in 1995. Julia had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2021 - June 11, 2021
ALLY INVEST SECURITIES LLC
October 9, 2006 - September 27, 2019
FIRST MANHATTAN SECURITIES LLC
November 28, 1995 - April 5, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLY INVEST SECURITIES LLC
CRD#: 136131 / SEC#: , 8-66982
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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