KM
Kenneth A. Mcclintock
TOUCHSTONE ADVISORS
CINCINNATI, OH 45202-4203
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CRD#: 2388691
KM
Professional summary
Kenneth Allen Mcclintock, who also goes by Ken Mcclintock, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Cincinnati, Ohio and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Mcclintock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of other Business: Kenetrek Boots; Investment related - yes; 96 Northstar Lane Bozeman, MT, 59718; Boot Manufacturer; Minority Owner; Start Date: 11/30/2018; Approximate number of hours per month: 0; 0 During trading hours; Duties include: No duties. 1% owner of a privately held business. I have not direct involvement in the business. 2) Name: Winter Guard International Event held by Seven Lakes High School; not investment related; address 9251 Fry Rd Katy, TX 77494; Nature: I will announce drumline and marching band competitions; Position: Announcer; Start date: 3/4/23; Approx # of hours/month: Saturdays only once or twice per year for 8 hours; 0 hours during securities trading hours; Duties: I will be the public address announcer for indoor and outdoor drumline and marching band competition. 3) Name of other Business: FTP1-921 S Shanks, LLC; Investment related - yes; 5900 Balcones Drive, Suite 4000, Austin, TX 78731; Storage Unit Facility investment; silent investor; Start Date: 10/17/2023; Approximate number of hours per month: 0; During trading hours: 0; Duties include: No duties. Just a silent investor. 4) Green River Energy, LP; Yes investment related; 970 W Broadway, Ste E-481 Jackson, WY 83002; Nature: Oil and Gas drilling and investment; Position/Title: Investor; Start: 3/27/24; 0 hours/month; 0 during trading hours; Duties: Investor in the oil and gas LP. No duties. only an investor in the oil and gas LP. 5) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Allen Mcclintock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 11, 2023 - Present
TOUCHSTONE ADVISORS INC
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202-4203RIA
CRD#: 107028
CINCINNATI, OH
Current
December 20, 2022 - Present
TOUCHSTONE SECURITIES, INC.
Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202BD
CRD#: 1526
CINCINNATI, OH
Past
July 14, 2004 - November 12, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
NEWPORT BEACH, CA
Past
June 21, 2001 - July 16, 2004
EVERLAKE DISTRIBUTORS, LLC
BD
CRD#: 100460
NORTHBROOK, IL
Past
October 26, 1994 - April 17, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/19/2024)
RR
Louisiana(12/20/2022)
RR
Maryland(12/19/2024)
RR
Mississippi(2/28/2024)
RR
Montana(12/19/2024)
IAR
Ohio(12/11/2023)
RR
Ohio(2/28/2024)
RR
Pennsylvania(12/19/2024)
RR
Texas(12/20/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TOUCHSTONE ADVISORS INC
TOUCHSTONE ADVISORS INC
CRD#: 107028 / SEC#: 801-45963
RIA
Registered Investment Advisory firm - (2/28/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Broadway Suite 1100, Cincinnati, OH 45202-4203
Mailing Address
Phone number
(513) 362-8000
Established
Firm type
Fiscal year end
# of Employees
83
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 29,132,797,072 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOUCHSTONE ADVISORS INC
CRD#: 107028Cincinnati, OH 45202-4203TRUST BUT VERIFY
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