Andrew R. Kohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Robert Kohl, CFA, who also goes by Andrew R Kohl, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2013 - December 31, 2016
BALANCE SHEET SOLUTIONS LLC
March 4, 2004 - December 20, 2012
BALANCE SHEET SOLUTIONS LLC
July 2, 1999 - January 6, 2004
PEOPLE'S SECURITIES, INC.
March 6, 1996 - July 18, 1997
PEOPLE'S SECURITIES, INC.
August 24, 1993 - April 27, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
BALANCE SHEET SOLUTIONS LLC
CRD#: 124786 / SEC#: 801-63345, 8-65727
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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