Timothy W. Hathaway

BROWN ADVISORY

Baltimore, MD 21231-3340

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CRD#: 2388643

Professional summary

Timothy Wright Hathaway is a registered financial advisor currently at BROWN ADVISORY located in Baltimore, Maryland.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wright Hathaway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2012 - Present

BROWN ADVISORY

Office #1: 901 South Bond Street Suite 400, Baltimore, MD 21231-3340

RIA

CRD#: 110181

Baltimore, MD

Past

September 1, 1997 - August 21, 1998

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

November 6, 1995 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

January 17, 1994 - May 1, 1995

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROWN ADVISORY

BEATY HAYNES & ASSOCIATES, INC. | BROWN ADVISORY LLC | BROWN ADVISORY | BEATY HAYNES LLC | BEATY HAYNES & PATTERSON INC

CRD#: 110181 / SEC#: 801-38826

RIA

Registered Investment Advisory firm - (6/7/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(6/7/2012)

IAR

Massachusetts
(6/12/2012)

IAR

North Carolina
(6/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROWN ADVISORY

BEATY HAYNES & ASSOCIATES, INC. | BROWN ADVISORY LLC | BROWN ADVISORY | BEATY HAYNES LLC | BEATY HAYNES & PATTERSON INC

CRD#: 110181 / SEC#: 801-38826

RIA

Registered Investment Advisory firm - (6/7/1991 Approved)

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Contact information

Main Address

901 South Bond Street Suite 400, Baltimore, MD 21231-3340

Mailing Address

Phone number

(410) 537-5400

Established

Firm type

Fiscal year end

# of Employees

733

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROWN ADVISORY, LLC FIRM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	24,921
AUM (Assets Under Management)	$ 121,936,354,796

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/21/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/24/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy W. Hathaway

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Wright Hathaway's CRS (Customer Relationship Summary).

Certified licenses

Experience

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

BROWN ADVISORY

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1994

Series 7

Date: 1/6/1995

Series 6

Date: 1/14/1994

Current Firm

BROWN ADVISORY

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BROWN ADVISORY

TRUST BUT VERIFY

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